Occupational Profile & What They Do

Enforce or ensure compliance with laws and regulations governing financial and securities institutions and financial and real estate transactions. May examine, verify, or authenticate records.

Alternative Tech Titles

Daily Duties & Technical Responsibilities

• Direct and participate in formal and informal meetings with bank directors, trustees, senior management, counsels, outside accountants, and consultants to gather information and discuss findings.
• Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions.
• Prepare reports, exhibits, and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions.

Salary Expectations

Compensation scales with programming language expertise, certifications, and seniority.